Johnson Lyman, Inc. (“Johnson Lyman Wealth Advisors”), like other professional service firms that advise on personal financial matters, is required by federal law to inform its clients of its policies regarding the privacy of client information. We are committed to maintaining the confidentiality and security of our client’s personal and private information. Please take a moment to review the policies and procedures we use to safeguard your nonpublic personal information.
Pursuant to applicable federal and/or state privacy regulations Johnson Lyman Wealth Advisors (referred to as “JOHNSON LYMAN”) is a financial institution that has determined to keep confidential nonpublic personal information about each JOHNSON LYMAN client.
Nonpublic personal information is defined to mean personally identifiable financial information that is provided by a consumer to a financial institution, results from any transaction with the consumer or any service performed for the consumer, or is otherwise obtained by the financial institution.
Personally identifiable financial information means any information: (1) a consumer provides to a financial institution to obtain a financial product or service; (2) about a consumer resulting from any transaction involving a financial product or service between a financial institution and a consumer; or (3) a financial institution otherwise obtains about a consumer in connection with providing a financial product or service to that consumer.
Attached hereto and made a part hereof is a copy of JOHNSON LYMAN’s Privacy Notice that is to be distributed by JOHNSON LYMAN: (1) initially: (a) to each existing JOHNSON LYMAN client; and (b) to each new client prior to or at the time of establishing a “customer relationship” with JOHNSON LYMAN; and (2) annually thereafter for as long as the client maintains its relationship with JOHNSON LYMAN.