Johnson Lyman Wealth Advisors
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Important Disclosure Information

Johnson Lyman Wealth Advisors

Johnson Lyman Wealth Advisors (“JOHNSON LYMAN”) is an SEC registered investment adviser located in Palo Alto, California. JOHNSON LYMAN and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which JOHNSON LYMAN maintains clients. JOHNSON LYMAN may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. JOHNSON LYMAN’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of JOHNSON LYMAN’s web site on the Internet should not be construed by any consumer and/or prospective client as JOHNSON LYMAN’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by JOHNSON LYMAN with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of JOHNSON LYMAN, please contact the SEC or the state securities regulators for those states in which JOHNSON LYMAN maintains a notice filing. A copy of JOHNSON LYMAN’s current written disclosure statement discussing JOHNSON LYMAN’s business operations, services, and fees is available from JOHNSON LYMAN upon written request. JOHNSON LYMAN does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to JOHNSON LYMAN’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by JOHNSON LYMAN), will be profitable or equal any historical performance level(s).

Certain portions of JOHNSON LYMAN’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, JOHNSON LYMAN’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from JOHNSON LYMAN, or from any other investment professional. JOHNSON LYMAN is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if JOHNSON LYMAN is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of JOHNSON LYMAN by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Each client and prospective client agrees, as a condition precedent to his/her/its access to JOHNSON LYMAN’s web site, to release and hold harmless JOHNSON LYMAN, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from JOHNSON LYMAN.

I understand that the password-protected section is a secure web site intended only to allow a client access to information relative to his/her/its specific account. I also understand that I will be assigned an individual password. I agree not to share my password with any other person. I hereby release and hold JOHNSON LYMAN harmless from any adverse consequences relative to any failure by me to keep the identity of my password secure.